23rd February 2022

Fidelity Adviser Solutions: Using technology to manage regulatory change

The regulatory burden on advice businesses continues to grow and grow. Firms are therefore increasingly using technology to help them meet their compliance obligations. 

Fidelity Adviser Solutions would like to invite you to their virtual discussion with Chris Davies of award winning RegTech provider Model Office. They’ll be discussing the current regulatory climate and the many new initiatives that will impact advisers, as well as how technology can enable governance, risk and compliance performance and accurate data across: 

• The new Consumer Duty
• Outcomes-focused regulation
• The financial promotions review for high-risk investments
• Advice suitability in relation to a client’s sustainability preferences
• Operation resilience

We will also discuss how technology can be used to facilitate regulatory compliance in an efficient and effective way.

Register now

Business Development, Technology